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OAPFF G ENERAL
COUNSEL
HENRY ARNETT
1380 Dublin Rd
Columbus, Ohio 43215
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WORKER’S COMP LAY
REPRESENTATION - SAFE AGAIN
Workers’ compensation
claimants and the union officials who often represent them should be
relieved to know that the Ohio Supreme Court has reaffirmed the right of
non-lawyers to represent individuals in connection with their workers’
compensation claims. The Court has ruled that non-lawyers can represent
parties before the Bureau of Workers’ Compensation and Industrial Commission
of Ohio without violating the State’s prohibition on the unauthorized
practice of law.
The case before the Supreme
Court started in 2002, when the Cleveland Bar Association filed a complaint
against an actuarial firm (CompManagement, Inc.) alleging that employees of
that firm, who were non-lawyers, were engaging in the unauthorized practice
of law by representing employers at hearings and in connection with workers’
compensation issues. In May, 2004, the Board of Commissioners on the
Unauthorized Practice of Law issued a final report, recommending that the
Supreme Court find that employees of the actuarial firm had indeed engaged
in the unauthorized practice of law and that the Court issue an order
prohibiting them from representing clients in the workers’ compensation
system.
That recommendation
immediately caused the Industrial Commission to postpone hearings in a large
number of cases, since in approximately 70% of its cases one or even both
parties are represented by lay representatives. In fact, by far the
majority of clients (employers and claimants) have non-lawyer
representatives in connection with their workers’ compensation dealings. As
an example, the Bureau of Workers’ Compensation indicated that in 2003 there
were more than 12,000 active claims in which the employee was represented by
a union representative. Eventually, the Industrial Commission relented and
decided to continue to allow lay representatives to practice in the system
while the recommendation of the Board was pending before the Supreme Court.
On December 15, 2004, the
Supreme Court decided the case. The Court acknowledged that “all
representative conduct at the administrative level falls within the broad
definition of the practice of law.” However, the history of allowing
non-lawyer representation and the many public policy concerns favoring lay
representation led the Court to conclude that lay representatives should
continue to perform certain functions before the Bureau and Industrial
Commission, without being found in violation of the State’s restrictions on
the unauthorized practice of law.
Although the Court
indicated that non-lawyers could practice in the workers’ compensation system,
the Court made it clear that there were significant restrictions on what
non-lawyers could do. For instance, the Court indicated that non-lawyers could
(1) investigate or assist injured workers and employers in investigating the
facts of a claim, (2) assist injured workers in filing a claim, (3) attend
Industrial Commission hearings for the purposes of reporting the facts,
apprising the hearing officer of documents in the file, requesting a
postponement, or discussing other matters within the independent knowledge of
the representative, (4) complete and submit records and reports with the Bureau
or Industrial Commission, and (5) advise employers or injured workers to seek
legal representation.
On the other hand, the Supreme
Court also indicated there were many activities non-lawyers could not do,
including the following: (1) examine or cross examine the injured worker or any
witness at a hearing, (2) cite, file or interpret statutory or administrative
provisions, rulings, or case law, (3) make or give legal interpretations with
respect to testimony, affidavits or medical evidence, (4) file briefs,
memoranda, or other pleadings beyond the forms actually provided by the
Industrial Commission or Bureau, (5) comment upon or give opinions with respect
to the evidence, credibility of witnesses, nature and weight of the evidence, or
legal significance of evidence, (6) provide legal advice, give or render legal
opinions, cite case law or statutes, or (7) charge a fee for representing an
individual party at a hearing without providing other services to the party.
Any questions? The only advice I
can give you is to call your attorney.
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